Mission Statement, Vision, & Core Values (2026) of China Galaxy Securities Co., Ltd.

Step into the strategic heart of China Galaxy Securities Co., Ltd. - a Beijing-based, state-owned powerhouse founded in 2007 and listed as 6881.HK in the SSE 50 - where a mission to "create wealth and take responsibility" fuels an ambition to be a "first-class modern investment bank in China and an excellent one in the world by 2025," backed by tangible scale and momentum: a reported net profit attributable to shareholders of RMB 10.031 billion in 2024 (up 27.31% year-on-year), a client base exceeding 17.3 million customers, rapid technology-driven capability gains such as a big-data platform (partnered since 2016) that boosted processing power by 500-fold, clear ESG targets to enhance management efficiency by 2025, and an outward push into ASEAN markets - all anchored by core values of Innovation, Compliance, Service, and Collaboration that shape its client-centric, tech-forward, and nationally significant role in China's capital markets

China Galaxy Securities Co., Ltd. (6881.HK) - Intro

• Provide integrated, market-leading financial products and services that support clients' wealth creation and enterprise financing needs.
• Leverage scale, expertise, and technology to deliver secure, transparent, and compliant capital-market access across China and Asia.

• To be a premier pan-Asian securities and investment banking group, fostering capital formation, cross-border investment, and inclusive financial services.
• Drive digital transformation to become a client-first, innovation-led financial institution with measurable social and economic impact.

• Integrity - uphold compliance and fiduciary responsibility in every client interaction.
• Client Centricity - align products, research, and advisory to measurable client outcomes.
• Professional Excellence - maintain industry-leading research, underwriting, and trading capabilities.
• Innovation - invest in fintech, risk analytics, and digital channels to improve access and efficiency.
• Collaboration - partner across domestic and international markets to expand product reach and talent networks.

• Deepen domestic retail and institutional penetration - scale advisory, wealth management AUM, and online brokerage user engagement.
• Expand ASEAN and regional presence - cross-border securities, RMB internationalization, and joint ventures with regional players.
• Strengthen investment banking pipeline - M&A, IPO underwriting, and debt capital markets for strategic sectors (TMT, renewable energy, advanced manufacturing).
• Accelerate digital transformation - cloud-native trading platforms, e-KYC, robo-advice, and data-driven risk management.
• Enhance ESG and stewardship - integrate ESG criteria into underwriting and asset-management processes.

China Galaxy Securities Co., Ltd. (6881.HK) - Overview

• Mission focus: generate value for clients, employees, shareholders, and society while upholding corporate responsibility as a listed financial enterprise and brand employer.
• Client-centricity: tailored brokerage, wealth management, asset management, investment banking, and institutional services adapted to diverse investor profiles.
• Innovation: heavy technology investment, including a strategic partnership launched in 2016 to develop a big-data platform that enhanced data processing capacity by 500x.
• Sustainable growth: enterprise-wide ESG targets to enhance ESG management efficiency comprehensively by 2025, embedding environmental and social metrics into capital allocation and product design.
• Strategic goal: high-quality development and transformation into a modern investment bank with diversified fee and capital-market income streams.

• Client first - suitability, transparency, and long-term wealth creation for retail and institutional clients.
• Innovation & data-driven decision making - algorithmic trading, AI-assisted research, and high-throughput data platforms.
• Integrity & compliance - strengthened governance, risk controls, and listed-company disclosure responsibilities.
• Inclusive growth - employee development, diversity initiatives, and community engagement as part of corporate citizenship.
• Sustainability - integrating carbon/emissions considerations, green finance products, and ESG reporting into core business processes.

China Galaxy Securities Co., Ltd. (6881.HK) - Mission Statement

• Deliver comprehensive securities, investment banking, asset management, and wealth-management services with an emphasis on product breadth and distribution depth.
• Integrate digital finance, AI-driven research, and fintech platforms to enhance client access, operational efficiency, and risk controls.
• Support the real economy through direct financing, equity and debt capital markets, and advisory services targeting infrastructure, industrial upgrading, and strategic emerging sectors.
• Act as a stabilizing 'national team' participant in capital markets, contributing to market liquidity, underwriting capacity, and cross-border investment connectivity.
• Embed customer-centricity across corporate culture, with tailored solutions for retail, high-net-worth, and institutional clients.

• High-quality growth: prioritize fee diversification, higher-margin advisory and asset-management revenues, and disciplined balance-sheet expansion.
• Technological leadership: deploy digital platforms to increase advisory penetration, reduce per-client servicing costs, and accelerate product innovation cycles.
• Global competitiveness: expand cross-border investment banking, international distribution, and overseas asset-management capabilities.
• Governance and risk management: strengthen compliance, capital adequacy, and operational resilience to meet international best practices.

• Product innovation: expand structured products, discretionary mandates, and alternative-asset offerings.
• Distribution scale: deepen retail network, institutional sales, and digital channels to grow client acquisition and wallet share.
• Capital and liquidity: maintain strong CET1-equivalent buffers and diversified funding to support underwriting and market-making.
• Talent and culture: build specialist teams in ECM/FCM, M&A, fixed income, and quantitative research to support cross-border mandates.

China Galaxy Securities Co., Ltd. (6881.HK) - Vision Statement

• Innovation - Drive digital transformation across trading, wealth management and institutional services through AI, blockchain, cloud computing and big data.
• Compliance - Maintain strict adherence to PRC and Hong Kong regulatory regimes, embedding compliance into product design, internal controls and third‑party partnerships.
• Service - Deliver client-centric solutions from retail broking to institutional sales & trading, custody, asset management and investment banking tailored to diverse client segments.
• Collaboration - Foster cross‑departmental teamwork and strategic alliances with fintech firms, exchanges and global custodians to scale capabilities and market access.

• Technology road map: prioritize AI‑driven order routing, risk monitoring and personalized robo‑advisory engines to increase execution efficiency and client engagement.
• Risk & compliance framework: continuous enhancement of middle‑office controls, KYC/AML automation and stress testing to preserve stakeholder trust.
• Client segmentation: integrated service models for retail, high net worth, institutional and corporate clients to optimize product economics and lifetime value.
• Partnership ecosystem: selective alliances for custody, prime brokerage, and cross‑border securities flows to accelerate market share gains.

• Innovation: rollout of an AI‑enabled advisory platform in 2023-targeting a 20% increase in client activation rates and 15% reduction in order execution latency.
• Compliance: accelerated investment in AML/KYC automation; quarterly compliance drills and a <20% year‑over‑year reduction in control incidents recorded in 2023.
• Service: expansion of wealth management offerings resulting in a 14% increase in fee‑based income in 2023 versus 2022.
• Collaboration: strategic fintech partnerships and exchange connectivity projects that contributed to a 25% uplift in institutional trading volumes on selected desks year‑on‑year.

• Digital trading platform modernization-integrating blockchain for post‑trade reconciliation and AI for market surveillance.
• Product innovation-new structured products, alternative investment channels and cross‑border distribution to serve HNW and institutional clients.
• Talent & culture-leadership development, compliance training and cross‑functional squads to sustain the collaborative ethos.
• Sustainability & governance-ESG incorporation in underwriting and asset management; enhanced disclosure practices aligned with global expectations.